Distributor
Distributor Startup Kit
  • Mutual Funds - The Entrepreneurial Business Opportunity

    What comes to your mind when you hear the word “Advisor”, someone who shares their expertise and meaningful advice to benefit you. If you are someone who understands finances prudently, then becoming a Financial Advisor in the mutual fund industry can be your path to success.

    Mutual funds are amongst one of the popular investment avenues and to be a part of such a growing industry you need to understand the basics of it.

    UTI MF is pleased to introduce Mutual Funds - The Entrepreneurial Business Opportunity

    The Ultimate Literature to help aspiring advisors to understand mutual fund business and delve into it. In this easy to read book, one can learn all aspects about how to set up their own business. It highlights the opportunities on offer, regulations and revenue structure and all the other essentials needed for an advisor. It also focuses on the infrastructure and personnel needs. An e-book like this would help an individual understand the know-how of mutual fund advisory business without any hindrances.


    Get E-book

     

  • How do I become a UTI MF distributor?

      Undergo a two-step empanelment process

              You need to be a certified distributor of the National Institute of Securities Market (NISM) - a public trust, established by the Securities and Exchange Board of India (SEBI) - the regulator for securities markets in India. If you do not have the certification, you can apply for it from NISM, by taking their Mutual Fund Distributors Certification Examination.

              Fill in the ‘Distributor Empanelment’ form and send it to the nearest UTI Office.

    Download the Distributor Empanelment Form

      Submit the following documents

            A cancelled cheque

            Copy of your PAN card

            Copy of AMFI Certificate / ARN Card

     

      Receive a confirmation from us

             We will review your application form within a week

             You will receive an ‘Empanelment Letter’ and a code from us along with all the necessary forms, fact sheets, marketing material, training kit, etc.

             Download UTI Buddy (www.utibuddy.com)

     

    Looking forward to have you on board!

     

    Read to know more

             Frequently Asked Questions by IFAs

             SEBI Code of Conduct

             AMFI Guidelines of Intermediates  - Circular 2011   Circular 2008

             AMFI Code of Ethics  Additional clause

  • Fast Start – Startup kit for advisors

    Once an individual holds ARN first question one must consider is: How does one start the journey to be a successful IFA?

    Here is the answer to that question – Fast Start: Startup kit for advisors. The objective of this kit is to help new IFAs to set up their business and build a business book of reasonable and sustainable size. This involves various steps ranging from the regulatory requirements to acquisition of basic education to some sales and marketing activities. It would also have some discussions on various soft skills required in to be a successful IFA. The document would discuss the various steps of the processes involved in great details to enable one to establish their business. Such a kit would be of immense help to anyone, who wishes to start with a clean slate and build a successful business


    Get E-book