Mutual Fund Distributor
Distributor Startup Kit
  • Who Can become a UTI MF Distributor?

    a) Applicants above 18 years of age

    b) Applicants who have registered with AMFI

     
  • What is the Process ?

             1. SEBI vide its Gazette Notification dated May 31, 2010 has notified that with effect from June 1, 2010 all the distributors, agents, any persons employed or engaged or to be employed or to be engaged in the sale and / or distribution of Mutual Fund Products shall be required to have a valid certification from the National Institute of Securities Market (NISM) by passing their certification examination 'NISM Series V-A : Mutual Fund Distributors Certification Examination'. For further details as well as for study material, which can be downloaded, please log on to the website of NISM www.nism.ac.in.

            2. (a)The ARN has to get NISM certification (if you don’t have it already) from the National Institute of Securities Markets (NISM), by taking their Mutual Fund Distributors Certification Examination. National Institute of Securities Markets (NISM) is a public trust, established by the Securities and Exchange Board of India (SEBI)- the regulator for securities markets in India. 

           (b)After receiving the NISM certificate, you can apply for ARN Registration with AMFI.

            3. On receipt of the ARN registration details, fill in the application form along with the acceptance of terms and conditions for canvassing of sale of units and send it to your nearest UTI Office.

    Download the Distributor Empanelment Form

  • What are the documents that you need to submit?

    Along with the duly filled Empanelment Form, you need to submit the following documents:

    • A cancelled cheque

    • Copy of PAN Card

    • Copy of AMFI Certificate / ARN Card

    These documents can be submitted at any of our UTI Office.

    Applicants above 18 years of age

    Applicants who have registered with AMFI

    Get certification (if you don’t have it already) from the National Institute of Securities Markets (NISM), by taking their Mutual Fund Distributors Certification Examination. National Institute of Securities Markets (NISM) is a public trust, established by the Securities and Exchange Board of India (SEBI)- the regulator for securities markets in India.

    Fill in the application form along with the acceptance of terms and conditions for canvassing of sale of units and send it to your nearest UTI Office.

    Download the Distributor Empanelment Form

    Along with the duly filled Empanelment Form, you need to submit the following documents:

    A cancelled cheque

    Copy of PAN Card

    Copy of AMFI Certificate / ARN Card

    These documents can be submitted at any of our UTI Office.

     
  • What should be read by you?

    Frequently Asked Questions by IFAs

    • SEBI Code of Conduct

    • AMFI Guidelines of Intermediates

    • AMFI Code of Ethics

  • What are the next steps?

    UTI MF will review the form and within a week, you will receive an Empanelment Letter and code number, along with all the necessary material (forms, fact sheets, marketing material, training kit, etc).

    Alternatively, you can also view all the necessary material online, in our Sales support & Training support sections on this website.

    This would mean that you are a full-fledged Distributor of UTI MF!

     
  • Fast Start – Startup kit for advisors

    Once an individual holds ARN first question one must consider is: How does one start the journey to be a successful IFA?

    Here is the answer to that question – Fast Start: Startup kit for advisors. The objective of this kit is to help new IFAs to set up their business and build a business book of reasonable and sustainable size. This involves various steps ranging from the regulatory requirements to acquisition of basic education to some sales and marketing activities. It would also have some discussions on various soft skills required in to be a successful IFA. The document would discuss the various steps of the processes involved in great details to enable one to establish their business. Such a kit would be of immense help to anyone, who wishes to start with a clean slate and build a successful business


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