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Listing Compliances

Other filings with Stock Exchanges
Year 2022
 
Intimation of Schedule of Analyst / Institutional Investor Meeting – 20th May, 2022
Notice of Board Meeting scheduled to be held on Thursday, 26th May, 2022
Annual Disclosure pursuant to SEBI Circular on Fund Raising by issuing of Debt Securities by Large Entities for the financial year 2021-22
Intimation of Schedule of Analyst / Institutional Investor Meeting – 5th May, 2022
Allotment of 3,052 equity shares under 'UTI AMC Employee Stock Option Scheme – 2007'
Intimation of Schedule of Analyst / Institutional Investor Meeting - 29.04.2022
Audio Recording of Earning Conference Call held on 27th April, 2022
Disclosure pursuant to SEBI Circular on Fund Raising by issuing of Debt Securities by Large Entities
Outcome of Board Meeting held on 26th April, 2022
Update for the Board Meeting scheduled to be held on 26th April, 2022
Newspaper Publication on ‘Request to Shareholders’
Certificate under Regulation 40 (9) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Newspaper Advertisement – Publication of Notice of Board Meeting
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 26th April, 2022’
Allotment of 388 equity shares under 'UTI AMC Employee Stock Option Scheme - 2007'
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31st March, 2022
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 31.03.2022
Reconciliation of Share Capital Audit Report for the quarter ended 31st March, 2022
Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 – 31.03.2022
Year 2021
 
Allotment of 5,276 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007’
Intimation of closure of trading window – 31.03.2022
Change in name of the Registrar and Share Transfer Agent of the Company
Allotment of 6,079 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007'
Intimation of Schedule of Analyst/ Institutional Investor Meeting – 10.03.2022
Allotment of 11,715 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007’
Intimation of Schedule of Analvst / Institutional Investors Meetings – 03.03.2022 & 24.03.2022
Intimation of Schedule of Analvst / Institutional Investor Meeting – 07.03.2022
Allotment of 5,825 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007
Press Release: UTI Mutual Fund launches UTI S&P BSE Low Volatility Index Fund
Intimation of Schedule of Analyst/ Institutional Investors Meetings – 11.02.2022
Intimation of Schedule of Analyst/ Institutional Investor Meeting – 09.02.2022
Allotment of 4,015 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007
Outcome of Board Meeting held on 28th January, 2022
Intimation of Schedule of Analyst/ Institutional Investors Meetings – 09.02.2022 & 14.02.2022
Grant of 15,291 Stock Options under ‘UTI AMC Employee Stock Option Scheme – 2007
Allotment of 27,142 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007
Reconciliation of Share Capital Audit Report for the quarter ended 31st December, 2021
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 31.12.2021
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31st December, 2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 28.01.2022
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.01.2022
Allotment of 13,762 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007
Intimation under Regulation 39 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 regarding issuance of duplicate share certificate
Allotment of 5,289 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007’
Intimation of Schedule of Analyst / Institutional Investor Meeting – 07.12.2021
Allotment of 11,769 equity shares under ‘UTI AMC Employee Stock Option Scheme – 2007’
Intimation under Regulation 39(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 regarding loss of share certificate
Allotment of 4,919 equity shares under ‘UTI AMC Employee Stock Option Scheme - 2007'
Intimation of Schedule of Analyst / Institutional Investors Meetings
Intimation of Schedule of Analyst / Institutional Investor Meeting
Intimation of Schedule of Analyst / Institutional Investors Meetings
Intimation of Schedule of Analyst / Institutional Investor Meeting
Allotment of 6,607 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Outcome of Board Meeting held on 28th October, 2021
Press Release
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 30.09.2021
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 30th September, 2021
Reconciliation of Share Capital Audit Report for the quarter ended 30th September, 2021
Allotment of 12,123 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Newspaper Advertisement – Rescheduling of Board Meeting
Rescheduling of Board Meeting
Update - Investment in equity share capital of AMC Repo Clearing Limited
Newspaper Advertisement – Publication of Notice of Board Meeting - 29.10.2021
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 29.10.2021
Allotment of 18,962 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investors Meeting – 23.09.2021
Notice of Board Meeting scheduled to be held on Monday, 20th September, 2021
Intimation of Schedule of Analyst / Institutional Investors Meeting – 09.09.2021
Investment in equity share capital of AMC Repo Clearing Limited
Allotment of 13,023 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investors Meeting – 01.09.2021
Intimation of Schedule of Analyst / Institutional Investors Meeting – 23.08.2021
Allotment of 7,200 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investor Meetings – 10 & 12.08.2021
Press Release: UTI Mutual Fund launches ‘UTI Focused Equity Fund
Allotment of 8,081 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investor Meeting
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 30th June, 2021
Reconciliation of Share Capital Audit Report for the quarter ended 30th June, 2021
Appointment / Re-appointment of Directors on the Board of the Company
Grant of Stock Options under UTI AMC Employee Stock Option Scheme - 2007
Press Release: Appointment of Chief Investment Officer and Head of Equity
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 30.06.2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 28.07.2021
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.07.2021
Notice of 18th Annual General Meeting and Annual Report of the Company for the financial year ended 31st March, 2021
Annual Secretarial Compliance Report for the year ended 31st March, 2021
Intimation of closure of trading window - 30th June, 2021
Outcome of Board Meeting held on 30th June, 2021
Grant of Stock Options under Employee Stock Option Scheme of the Company – 25.06.2021
Newspaper Advertisement – Information regarding 18th Annual General Meeting to be held through Video Conference / Other Audio Visual Means
Outcome of Board Meeting held on 7th June, 2021
Grant of Stock Options under Employee Stock Option Scheme of the Company
Intimation of Schedule of Analyst / Institutional Investor Meeting – 08.06.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 20.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 18 & 20.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 17.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 13 & 14.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 12.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 05.05.2021
Newspaper Advertisement – Publication of Financial Results for the quarter and financial year ended 31st March, 2021
Outcome of Board Meeting held on 28th April, 2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 28.04.2021
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.04.2021
Reminder to shareholders for claiming the outstanding unclaimed dividend(s)
Reconciliation of Share Capital Audit Report for the quarter ended 31st March, 2021
Certificate pursuant to Regulation 40 (9) & (10) of SEBI (LODR) Regulations, 2015 – 31.03.2021
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 31.03.2021
Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 – 31.03.2021
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 – 31.03.2021
Disclosure pursuant to SEBI Circular on Fund Raising by issuing of Debt Securities by Large Entities
Intimation of closure of trading window – 31st March, 2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 26.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 22.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 23 & 24.03.2021
Reporting under SEBI (Prohibition of Insider Trading) Regulations, 2015
Intimation of Schedule of Analyst / Institutional Investor Meeting – 10.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 05.03.2021
Intimation of Schedule of Analyst / Institutional Investors Meeting – 01.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings - 23 & 25.02.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 17.02.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 16.02.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings_8, 10 & 11.02.2021
Outcome of Board Meeting held on 29th January, 2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 29.01.2021
Intimation under Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 29.01.2021
Year 2020
 
Newspaper Advertisement – Publication of Financial Results for the quarter and nine months ended 31st December, 2020
Reconciliation of Share Capital Audit Report for the quarter ended 31st December, 2020
Certificate pursuant to Regulation 40 (9) & (10) of SEBI (LODR) Regulations, 2015 – 30.09.2020
Statement of Investor Complaints under Regulation 13 (3) of SEBI (LODR) Regulations, 2015 - 31.12.2020
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 - 31.12.2020
Disclosure under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 – 05.01.2021
Intimation of closure of trading window for the quarter ending 31st December, 2020
Disclosure under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – UTI Small Cap Fund
Intimation of Schedule of Analyst / Institutional Investor Meetings – 22.12.2020
Change in Directorate
Intimation of Schedule of Analyst / Institutional Investor Meetings – 10 & 11.11.2020
Reporting of violation under SEBI (Prohibition of Insider Trading) Regulations, 2015
Intimation of Schedule of Analyst / Institutional Investor Meetings – 09.11.2020
Intimation of Schedule of Analyst Institutional Investor Meeting - 09.11.2020
Disclosure under Regulation 8 of SEBI (Prohibition of Insider Trading) Regulations, 2015
Newspaper Advertisement - Publication of Financial Results for the quarter and half year ended 30th September. 2020
Outcome of Board Meeting held on 28th October, 2020
Intimation under Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.10.2020
Intimation under Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.10.2020
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018
Reconciliation of Share Capital Audit Report for the quarter ended 30th September, 2020
Statement of Investor Complaints under Regulation 13 (3) of SEBI (LODR) Regulations, 2015 - 30.09.2020
Newspaper Advertisement – Publication of date of Board Meeting
Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015
Intimation of Closure of Trading Window