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Listing Compliances

Other filings with Stock Exchanges
Year 2021
 
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 30.09.2021
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 30th September, 2021
Reconciliation of Share Capital Audit Report for the quarter ended 30th September, 2021
Intimation of Earning Conference Call
Allotment of 12,123 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Newspaper Advertisement – Rescheduling of Board Meeting
Rescheduling of Board Meeting
Update - Investment in equity share capital of AMC Repo Clearing Limited
Newspaper Advertisement – Publication of Notice of Board Meeting - 29.10.2021
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 29.10.2021
Allotment of 18,962 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investors Meeting – 23.09.2021
Notice of Board Meeting scheduled to be held on Monday, 20th September, 2021
Intimation of Schedule of Analyst / Institutional Investors Meeting – 09.09.2021
Investment in equity share capital of AMC Repo Clearing Limited
Allotment of 13,023 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investors Meeting – 01.09.2021
Intimation of Schedule of Analyst / Institutional Investors Meeting – 23.08.2021
Allotment of 7,200 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investor Meetings – 10 & 12.08.2021
Press Release: UTI Mutual Fund launches ‘UTI Focused Equity Fund
Allotment of 8,081 equity shares under UTI AMC Employee Stock Option Scheme - 2007
Intimation of Schedule of Analyst / Institutional Investor Meeting
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 30th June, 2021
Reconciliation of Share Capital Audit Report for the quarter ended 30th June, 2021
Appointment / Re-appointment of Directors on the Board of the Company
Grant of Stock Options under UTI AMC Employee Stock Option Scheme - 2007
Press Release: Appointment of Chief Investment Officer and Head of Equity
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 30.06.2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 28.07.2021
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.07.2021
Notice of 18th Annual General Meeting and Annual Report of the Company for the financial year ended 31st March, 2021
Annual Secretarial Compliance Report for the year ended 31st March, 2021
Intimation of closure of trading window - 30th June, 2021
Outcome of Board Meeting held on 30th June, 2021
Grant of Stock Options under Employee Stock Option Scheme of the Company – 25.06.2021
Newspaper Advertisement – Information regarding 18th Annual General Meeting to be held through Video Conference / Other Audio Visual Means
Outcome of Board Meeting held on 7th June, 2021
Grant of Stock Options under Employee Stock Option Scheme of the Company
Intimation of Schedule of Analyst / Institutional Investor Meeting – 08.06.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 20.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 18 & 20.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 17.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 13 & 14.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 12.05.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 05.05.2021
Newspaper Advertisement – Publication of Financial Results for the quarter and financial year ended 31st March, 2021
Outcome of Board Meeting held on 28th April, 2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 28.04.2021
Intimation of Board Meeting under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.04.2021
Reminder to shareholders for claiming the outstanding unclaimed dividend(s)
Reconciliation of Share Capital Audit Report for the quarter ended 31st March, 2021
Certificate pursuant to Regulation 40 (9) & (10) of SEBI (LODR) Regulations, 2015 – 31.03.2021
Statement of Investor Complaints under Regulation 13 (3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – 31.03.2021
Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 – 31.03.2021
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 – 31.03.2021
Disclosure pursuant to SEBI Circular on Fund Raising by issuing of Debt Securities by Large Entities
Intimation of closure of trading window – 31st March, 2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 26.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 22.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 23 & 24.03.2021
Reporting under SEBI (Prohibition of Insider Trading) Regulations, 2015
Intimation of Schedule of Analyst / Institutional Investor Meeting – 10.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings – 05.03.2021
Intimation of Schedule of Analyst / Institutional Investors Meeting – 01.03.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings - 23 & 25.02.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 17.02.2021
Intimation of Schedule of Analyst / Institutional Investor Meeting – 16.02.2021
Intimation of Schedule of Analyst / Institutional Investor Meetings_8, 10 & 11.02.2021
Outcome of Board Meeting held on 29th January, 2021
Newspaper Advertisement – Publication of Notice of Board Meeting - 29.01.2021
Intimation under Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 29.01.2021
Year 2020
 
Newspaper Advertisement – Publication of Financial Results for the quarter and nine months ended 31st December, 2020
Reconciliation of Share Capital Audit Report for the quarter ended 31st December, 2020
Certificate pursuant to Regulation 40 (9) & (10) of SEBI (LODR) Regulations, 2015 – 30.09.2020
Statement of Investor Complaints under Regulation 13 (3) of SEBI (LODR) Regulations, 2015 - 31.12.2020
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018 - 31.12.2020
Disclosure under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 – 05.01.2021
Intimation of closure of trading window for the quarter ending 31st December, 2020
Disclosure under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – UTI Small Cap Fund
Intimation of Schedule of Analyst / Institutional Investor Meetings – 22.12.2020
Change in Directorate
Intimation of Schedule of Analyst / Institutional Investor Meetings – 10 & 11.11.2020
Reporting of violation under SEBI (Prohibition of Insider Trading) Regulations, 2015
Intimation of Schedule of Analyst / Institutional Investor Meetings – 09.11.2020
Intimation of Schedule of Analyst Institutional Investor Meeting - 09.11.2020
Disclosure under Regulation 8 of SEBI (Prohibition of Insider Trading) Regulations, 2015
Outcome of Board Meeting held on 28th October, 2020
Intimation under Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.10.2020
Intimation under Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - 28.10.2020
Certificate under Regulation 74 (5) of SEBI (Depositories and Participants) Regulations, 2018
Reconciliation of Share Capital Audit Report for the quarter ended 30th September, 2020
Statement of Investor Complaints under Regulation 13 (3) of SEBI (LODR) Regulations, 2015 - 30.09.2020
Newspaper Advertisement – Publication of date of Board Meeting
Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015
Intimation of Closure of Trading Window